LPLALPL Financial Holdings Inc.

$330.80-1.2% 1Y
Latest close: back above its 200-day averageOct 9, 2026what changed →

LPLA in its own filings

Nothing in LPLA's filing record raises a hard flag: no restatement, late filing, bankruptcy or delisting notice, and no auditor change next to one. That is the common case, not a distinction.

349

Events found in the filings · across 1,774 filings · the record starts in 2007

Hard flags
none

Hard flags

Most recent filing
Aug 3, 2026

Most recent filing · Form 10-Q

Record starts
Jun 15, 2007

Record starts · the earliest filing Ryufin holds for this name

Details›
Next results filingsame week as a year ago
expected around Oct 29, 2026
SEC comment-letter activity37 occurrences
2025-03-21

SEC EDGAR submissions index and 8-K item codes; 4.02 and 1.03 items are confirmed against the filing text.

What the company said

The company's own words from its current reports to the SEC, newest first

  1. May 15, 2026On May 14, 2026, the Board of Directors (the “Board”) of LPL Financial Holdings Inc. (the “Company”) amended and restated the Company’s Seventh Amended and Restated Bylaws (as so amended and restated, the “Eighth Amended and Restated Bylaws”)Charter/bylaw amendment or fiscal-year change · Form 8-K
  2. Jan 8, 2026On January 5, 2026, Somesh Khanna was elected as a director of LPL Financial Holdings Inc. (the “Company”) by the Company’s board of directors (the “Board”), effective immediately.Director or officer change · Form 8-K

Quoted from SEC EDGAR filings. A current report is filed within four business days of the event it describes.

opening the record…